For the complete documentation index, see llms.txt. This page is also available as Markdown.

Regulatory coverage

Explore ComplyCube’s compliance policy coverage across global frameworks, national regulations, and industry requirements, with support for policies across KYC, IDV, AML, CDD, and EDD.

ComplyCube supports compliance policies aligned with global frameworks, jurisdiction-specific regulations, and industry requirements

Policies can be applied within onboarding workflows to automate KYC, AML, CDD, EDD, sanctions compliance, and identity verification requirements, helping organizations enforce consistent compliance controls and generate audit-ready decision evidence.

Contact your Account Manager if any listed policy is not available on your account, or to request a bespoke internal policy.

Global frameworks

ComplyCube supports compliance policies aligned with internationally recognized AML, KYC, CDD, sanctions, and financial crime prevention standards.

Framework
Description

Financial Action Task Force (FATF) Recommendations

International standards for anti-money laundering (AML), counter-terrorist financing (CTF), and financial crime prevention.

FATF Customer Due Diligence (CDD) Requirements

Customer identification, verification, and risk assessment requirements.

FATF Enhanced Due Diligence (EDD) Requirements

Enhanced controls for higher-risk customers, jurisdictions, and business relationships.

FATF Beneficial Ownership Requirements

Requirements for identifying and verifying ultimate beneficial owners (UBOs).

FATF High-Risk Jurisdiction Controls

Enhanced onboarding requirements for customers linked to high-risk or monitored jurisdictions.

United Nations Sanctions Frameworks

Global sanctions obligations relating to designated individuals, entities, and jurisdictions.

CRS (Common Reporting Standard)

International standard for collecting tax residency information, tax identification numbers (TINs), and customer self-certifications to support tax reporting obligations.

Jurisdictional frameworks

ComplyCube supports compliance policies aligned with regulations, supervisory authorities, government frameworks, and industry requirements across major global jurisdictions.

This is not an exhaustive list of supported compliance policies.

Europe

Regulation / Framework
Jurisdiction
Authority

Anti-Money Laundering Directive 6 (AMLD6)

🇪🇺 European Union

EU

Anti-Money Laundering Directive 5 (AMLD5)

🇪🇺 European Union

EU

Anti-Money Laundering Regulation (AMLR)

🇪🇺 European Union

EU

Markets in Financial Instruments Directive II (MiFID II)

🇪🇺 European Union

ESMA

Electronic Identification, Authentication and Trust Services (eIDAS)

🇪🇺 European Union

EU

Digital Identity and Attributes Trust Framework (DIATF)

🇬🇧 United Kingdom

DSIT

Right to Work (RTW)

🇬🇧 United Kingdom

Home Office

Right to Rent (RTR)

🇬🇧 United Kingdom

Home Office

Money Laundering Regulations (MLR)

🇬🇧 United Kingdom

HM Treasury

Customer Due Diligence Requirements

🇬🇧 United Kingdom

Financial Conduct Authority (FCA)

Enhanced Due Diligence Requirements

🇬🇧 United Kingdom

Financial Conduct Authority (FCA)

Prepaid SIM Registration Law

🇧🇪 Belgium

Belgian Institute for Postal Services and Telecommunications (BIPT / IBPT)

Anti-Money Laundering Act (AMLA)

🇨🇭 Switzerland

Swiss Financial Market Supervisory Authority (FINMA)

Mandatory Prepaid SIM Registration Requirements

🇨🇭 Switzerland

Federal Office of Communications (OFCOM)

German Anti-Money Laundering Act (GwG)

🇩🇪 Germany

Federal Financial Supervisory Authority (BaFin)

Telecommunications Act (TKG) Subscriber Verification Requirements

🇩🇪 Germany

Federal Network Agency (BNetzA)

AML Requirements

🇫🇷 France

Autorité de Contrôle Prudentiel et de Résolution (ACPR)

Telecom Subscriber Identification Requirements

🇫🇷 France

ARCEP

Criminal Justice AML Acts

🇮🇪 Ireland

Central Bank of Ireland

AML Requirements

🇮🇹 Italy

Bank of Italy

SIM Registration & Subscriber Identification Requirements

🇮🇹 Italy

AGCOM

AML/CFT Requirements

🇱🇺 Luxembourg

CSSF

Dutch Anti-Money Laundering and Anti-Terrorist Financing Act (Wwft)

🇳🇱 Netherlands

Dutch Central Bank (DNB)

Subscriber Identification Requirements

🇳🇴 Norway

Norwegian Communications Authority (Nkom)

AML Requirements

🇪🇸 Spain

SEPBLAC

Subscriber Registration Requirements

🇪🇸 Spain

National Commission on Markets and Competition (CNMC)

Prepaid SIM Registration Requirements

🇸🇪 Sweden

Swedish Post and Telecom Authority (PTS)

North America

Regulation / Framework
Jurisdiction
Authority

Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)

🇨🇦 Canada

FINTRAC

Know Your Client Requirements

🇨🇦 Canada

FINTRAC

Customer Due Diligence Rule (CDD Rule)

🇺🇸 United States

FinCEN

Beneficial Ownership Rule

🇺🇸 United States

FinCEN

Customer Identification Program (CIP) Requirements

🇺🇸 United States

FinCEN

OFAC Sanctions Requirements

🇺🇸 United States

OFAC

Foreign Account Tax Compliance Act (FATCA)

🇺🇸 United States

IRS

Asia-Pacific

Regulation / Framework
Jurisdiction
Authority

AML/CTF Act

🇦🇺 Australia

Australian Transaction Reports and Analysis Centre (AUSTRAC)

Customer Identification Procedures

🇦🇺 Australia

Australian Transaction Reports and Analysis Centre (AUSTRAC)

Biometric SIM Registration Regulations

🇧🇩 Bangladesh

Bangladesh Telecommunication Regulatory Commission (BTRC)

AML/CFT Guideline

🇭🇰 Hong Kong

Hong Kong Monetary Authority (HKMA)

Customer Due Diligence Requirements

🇭🇰 Hong Kong

Hong Kong Monetary Authority (HKMA)

KYC Master Direction

🇮🇳 India

Reserve Bank of India (RBI)

Telecom Subscriber Identity Verification Framework

🇮🇳 India

Telecom Regulatory Authority of India (TRAI)

Criminal Proceeds Act

🇯🇵 Japan

Financial Services Agency (JFSA)

AML/CFT Requirements

🇰🇷 South Korea

Financial Services Commission (FSC)

AML/CFT Act

🇳🇿 New Zealand

Department of Internal Affairs (DIA)

Biometric SIM Verification Regulations

🇵🇰 Pakistan

Pakistan Telecommunication Authority (PTA)

Notice 626

🇸🇬 Singapore

Monetary Authority of Singapore (MAS)

Customer Due Diligence Requirements

🇸🇬 Singapore

Monetary Authority of Singapore (MAS)

Enhanced Due Diligence Requirements

🇸🇬 Singapore

Monetary Authority of Singapore (MAS)

SIM Card Registration Framework

🇸🇬 Singapore

Infocomm Media Development Authority (IMDA)

Middle East

Regulation / Framework
Jurisdiction
Authority

AML/CFT Rulebook

🇦🇪 United Arab Emirates

Dubai Financial Services Authority (DFSA)

AML Rulebook

🇦🇪 United Arab Emirates

Abu Dhabi Global Market (ADGM)

UAE AML/CFT Requirements

🇦🇪 United Arab Emirates

Central Bank of the UAE (CBUAE)

AML/CFT Module

🇧🇭 Bahrain

Central Bank of Bahrain (CBB)

AML/CFT Requirements

🇶🇦 Qatar

Qatar Central Bank (QCB)

AML Law

🇸🇦 Saudi Arabia

Saudi Central Bank (SAMA)

Latin America

Regulation / Framework
Jurisdiction
Authority

AML Framework

🇧🇷 Brazil

Central Bank of Brazil (BCB)

Federal AML Law (LFPIORPI)

🇲🇽 Mexico

Financial Intelligence Unit (UIF)

Africa

Regulation / Framework
Jurisdiction
Authority

SIM Registration Regulations

🇰🇪 Kenya

Communications Authority of Kenya (CAK)

SIM Registration Regulations

🇳🇬 Nigeria

Nigerian Communications Commission (NCC)

SIM Registration Requirements

🇷🇼 Rwanda

Rwanda Utilities Regulatory Authority (RURA)

Financial Intelligence Centre Act (FICA)

🇿🇦 South Africa

Financial Intelligence Centre (FIC)

RICA

🇿🇦 South Africa

Independent Communications Authority of South Africa (ICASA)

SIM Registration Regulations

🇹🇿 Tanzania

Tanzania Communications Regulatory Authority (TCRA)

SIM Card Registration Regulations

🇺🇬 Uganda

Uganda Communications Commission (UCC)

Custom policies

In addition to supported global and regulatory frameworks, organizations can implement custom compliance policies tailored to internal risk frameworks, onboarding requirements, customer risk models, operational controls, and regulatory obligations.