Regulatory coverage

Explore ComplyCube’s compliance policy coverage across global frameworks, national regulations, and industry requirements, with support for policies across KYC, IDV, AML, CDD, and EDD.

ComplyCube supports compliance policies aligned with global frameworks, jurisdiction-specific regulations, and industry requirements

Policies can be applied within onboarding workflows to automate KYC, AML, CDD, EDD, sanctions compliance, and identity verification requirements, helping organizations enforce consistent compliance controls and generate audit-ready decision evidence.

Contact your Account Manager if any listed policy is not available on your account, or to request a bespoke internal policy.

Global frameworks

ComplyCube supports compliance policies aligned with internationally recognized AML, KYC, CDD, sanctions, and financial crime prevention standards.

Framework	Description
Financial Action Task Force (FATF) Recommendations	International standards for anti-money laundering (AML), counter-terrorist financing (CTF), and financial crime prevention.
FATF Customer Due Diligence (CDD) Requirements	Customer identification, verification, and risk assessment requirements.
FATF Enhanced Due Diligence (EDD) Requirements	Enhanced controls for higher-risk customers, jurisdictions, and business relationships.
FATF Beneficial Ownership Requirements	Requirements for identifying and verifying ultimate beneficial owners (UBOs).
FATF High-Risk Jurisdiction Controls	Enhanced onboarding requirements for customers linked to high-risk or monitored jurisdictions.
United Nations Sanctions Frameworks	Global sanctions obligations relating to designated individuals, entities, and jurisdictions.
CRS (Common Reporting Standard)	International standard for collecting tax residency information, tax identification numbers (TINs), and customer self-certifications to support tax reporting obligations.

Jurisdictional frameworks

ComplyCube supports compliance policies aligned with regulations, supervisory authorities, government frameworks, and industry requirements across major global jurisdictions.

This is not an exhaustive list of supported compliance policies.

Europe

Regulation / Framework	Jurisdiction	Authority
Anti-Money Laundering Directive 6 (AMLD6)	🇪🇺 European Union	EU
Anti-Money Laundering Directive 5 (AMLD5)	🇪🇺 European Union	EU
Anti-Money Laundering Regulation (AMLR)	🇪🇺 European Union	EU
Markets in Financial Instruments Directive II (MiFID II)	🇪🇺 European Union	ESMA
Electronic Identification, Authentication and Trust Services (eIDAS)	🇪🇺 European Union	EU
Digital Identity and Attributes Trust Framework (DIATF)	🇬🇧 United Kingdom	DSIT
Right to Work (RTW)	🇬🇧 United Kingdom	Home Office
Right to Rent (RTR)	🇬🇧 United Kingdom	Home Office
Money Laundering Regulations (MLR)	🇬🇧 United Kingdom	HM Treasury
Customer Due Diligence Requirements	🇬🇧 United Kingdom	Financial Conduct Authority (FCA)
Enhanced Due Diligence Requirements	🇬🇧 United Kingdom	Financial Conduct Authority (FCA)
Prepaid SIM Registration Law	🇧🇪 Belgium	Belgian Institute for Postal Services and Telecommunications (BIPT / IBPT)
Anti-Money Laundering Act (AMLA)	🇨🇭 Switzerland	Swiss Financial Market Supervisory Authority (FINMA)
Mandatory Prepaid SIM Registration Requirements	🇨🇭 Switzerland	Federal Office of Communications (OFCOM)
German Anti-Money Laundering Act (GwG)	🇩🇪 Germany	Federal Financial Supervisory Authority (BaFin)
Telecommunications Act (TKG) Subscriber Verification Requirements	🇩🇪 Germany	Federal Network Agency (BNetzA)
AML Requirements	🇫🇷 France	Autorité de Contrôle Prudentiel et de Résolution (ACPR)
Telecom Subscriber Identification Requirements	🇫🇷 France	ARCEP
Criminal Justice AML Acts	🇮🇪 Ireland	Central Bank of Ireland
AML Requirements	🇮🇹 Italy	Bank of Italy
SIM Registration & Subscriber Identification Requirements	🇮🇹 Italy	AGCOM
AML/CFT Requirements	🇱🇺 Luxembourg	CSSF
Dutch Anti-Money Laundering and Anti-Terrorist Financing Act (Wwft)	🇳🇱 Netherlands	Dutch Central Bank (DNB)
Subscriber Identification Requirements	🇳🇴 Norway	Norwegian Communications Authority (Nkom)
AML Requirements	🇪🇸 Spain	SEPBLAC
Subscriber Registration Requirements	🇪🇸 Spain	National Commission on Markets and Competition (CNMC)
Prepaid SIM Registration Requirements	🇸🇪 Sweden	Swedish Post and Telecom Authority (PTS)

North America

Regulation / Framework	Jurisdiction	Authority
Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)	🇨🇦 Canada	FINTRAC
Know Your Client Requirements	🇨🇦 Canada	FINTRAC
Customer Due Diligence Rule (CDD Rule)	🇺🇸 United States	FinCEN
Beneficial Ownership Rule	🇺🇸 United States	FinCEN
Customer Identification Program (CIP) Requirements	🇺🇸 United States	FinCEN
OFAC Sanctions Requirements	🇺🇸 United States	OFAC
Foreign Account Tax Compliance Act (FATCA)	🇺🇸 United States	IRS

Asia-Pacific

Regulation / Framework	Jurisdiction	Authority
AML/CTF Act	🇦🇺 Australia	Australian Transaction Reports and Analysis Centre (AUSTRAC)
Customer Identification Procedures	🇦🇺 Australia	Australian Transaction Reports and Analysis Centre (AUSTRAC)
Biometric SIM Registration Regulations	🇧🇩 Bangladesh	Bangladesh Telecommunication Regulatory Commission (BTRC)
AML/CFT Guideline	🇭🇰 Hong Kong	Hong Kong Monetary Authority (HKMA)
Customer Due Diligence Requirements	🇭🇰 Hong Kong	Hong Kong Monetary Authority (HKMA)
KYC Master Direction	🇮🇳 India	Reserve Bank of India (RBI)
Telecom Subscriber Identity Verification Framework	🇮🇳 India	Telecom Regulatory Authority of India (TRAI)
Criminal Proceeds Act	🇯🇵 Japan	Financial Services Agency (JFSA)
AML/CFT Requirements	🇰🇷 South Korea	Financial Services Commission (FSC)
AML/CFT Act	🇳🇿 New Zealand	Department of Internal Affairs (DIA)
Biometric SIM Verification Regulations	🇵🇰 Pakistan	Pakistan Telecommunication Authority (PTA)
Notice 626	🇸🇬 Singapore	Monetary Authority of Singapore (MAS)
Customer Due Diligence Requirements	🇸🇬 Singapore	Monetary Authority of Singapore (MAS)
Enhanced Due Diligence Requirements	🇸🇬 Singapore	Monetary Authority of Singapore (MAS)
SIM Card Registration Framework	🇸🇬 Singapore	Infocomm Media Development Authority (IMDA)

Middle East

Regulation / Framework	Jurisdiction	Authority
AML/CFT Rulebook	🇦🇪 United Arab Emirates	Dubai Financial Services Authority (DFSA)
AML Rulebook	🇦🇪 United Arab Emirates	Abu Dhabi Global Market (ADGM)
UAE AML/CFT Requirements	🇦🇪 United Arab Emirates	Central Bank of the UAE (CBUAE)
AML/CFT Module	🇧🇭 Bahrain	Central Bank of Bahrain (CBB)
AML/CFT Requirements	🇶🇦 Qatar	Qatar Central Bank (QCB)
AML Law	🇸🇦 Saudi Arabia	Saudi Central Bank (SAMA)

Latin America

Regulation / Framework	Jurisdiction	Authority
AML Framework	🇧🇷 Brazil	Central Bank of Brazil (BCB)
Federal AML Law (LFPIORPI)	🇲🇽 Mexico	Financial Intelligence Unit (UIF)

Africa

Regulation / Framework	Jurisdiction	Authority
SIM Registration Regulations	🇰🇪 Kenya	Communications Authority of Kenya (CAK)
SIM Registration Regulations	🇳🇬 Nigeria	Nigerian Communications Commission (NCC)
SIM Registration Requirements	🇷🇼 Rwanda	Rwanda Utilities Regulatory Authority (RURA)
Financial Intelligence Centre Act (FICA)	🇿🇦 South Africa	Financial Intelligence Centre (FIC)
RICA	🇿🇦 South Africa	Independent Communications Authority of South Africa (ICASA)
SIM Registration Regulations	🇹🇿 Tanzania	Tanzania Communications Regulatory Authority (TCRA)
SIM Card Registration Regulations	🇺🇬 Uganda	Uganda Communications Commission (UCC)

Custom policies

In addition to supported global and regulatory frameworks, organizations can implement custom compliance policies tailored to internal risk frameworks, onboarding requirements, customer risk models, operational controls, and regulatory obligations.